Compliance , Forex
Location: Limassol
Reference: 5150
Date Posted: 21/09/2021
Compliance Manager
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CareerFinders, on behalf of our client, an expanding CySEC Regulated Investment Firm with offices in Limassol, we are seeking to recruit a Compliance Manager to join their team in Limassol. The successful applicant will be a holder of the CySEC Advanced Certification and have a minimum of 4+ years of relevant experience in a similar capacity within an Investment Firm.
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Key Duties/Responsibilities:
 
  • Monitoring and reviewing AML and Compliance matters of the company in relation to any relevant Law.
  • Monitoring the expected legal developments and updates, relevant to AML and Compliance and communicating to senior management in a proactive manner, the possible/expected implications for the company.
  • Preparing annual reports to be submitted to the board of directors of the company for approval.
  • Dealing with questions/queries relevant to AML and Compliance matters arising in the process of the company’s operations and in relation to the provision of the relevant Law and the directives.
  • Ensuring that the monitoring of the client accounts and the performance of continuous due diligence after a client is accepted, are being carried out according to the company’s policies and the relevant legislation.
  • Ensuring that the company’s staff is adequately trained in all matters that relate to the performance of their respective duties.
  • Reviewing and updating, when necessary, the company’s clients’ Know-Your-Customer and other account opening information.
  • Communicating with relevant regulatory authorities.
  • Managing client complaints.
  • Managing and training the compliance team.
 
Key Skills/Experience:
 
  • University or postgraduate degree or other equivalent qualification in a field related to Law, economics or finance, including banking and finance, or accounting.
  • Professional experience of at least 4 (four) years in full time occupation as an AMLCO in another investment firm.
  • Professional experience as Head of Compliance/Compliance Manager.
  • Holder of the CySEC Advanced Certificate.
  • Excellent understanding of CySEC regulations, and associated legislation, such as ESMA and MiFID II.
  • Excellent Knowledge of the English language, both written and oral.
  • Perform well under pressure.
  • Strong organization skills and attention to detail.
  • Strong sense of professionalism and integrity.
  • Proficient in Microsoft Office Suite (World, Excel, Project, PowerPoint).

To apply for this vacancy, please send your CV, along with any covering letter to [email protected] quoting the above job title. Please note that due to the high volumes of applications received only shortlisted applicants will be responded to. By sending us your CV you are giving CareerFinders your consent to be contacted for this and any other suitable vacancies that we believe match your skills and experience. To view our privacy policy, please click www.careerfinders.com.cy/privacy-policy.